Chris Froome faces a hors categorie legal battle and his defense strategy will be very difficult based on scientific data.
Editor’s note: Dr. Bill Apollo is a Harrisburg, Pennsylvania-based cardiologist, and is a member of The Outer Line/VeloNews Board of Contributors. He is an amateur bike racer and was previously the state time trial champion of Pennsylvania. In this article, he examines the Chris Froome controversy from a medical perspective, and concludes that it is unlikely to end well for Froome.
Pro cycling’s scandalous side resurfaced when Chris Froome returned an Adverse Analytical Finding (AAF) for Salbutamol during stage 18 of the 2017 Vuelta a Espana. Froome, outwardly the consummate gentleman and an affable champion, reminded us that he uses Salbutamol for management of asthma, according to UCI rules and permissible limits. He reported worsening asthma symptoms during La Vuelta, and under a doctor’s supervision he increased his Salbutamol dose with the “greatest care” to ensure that he did not exceed the UCI’s permissible dose. Team Sky supported its GC contender’s claims, vaguely citing variations in metabolism and excretion of the drug to be possible explanations, and suggesting that interactions with food, medications, or dehydration could also have impacted the test results.
Many of cycling’s skeptics immediately convicted Froome and his Sky team without fair trial or consideration of the evidence. Although frustrated as a cycling fan, as a clinician I am interested what the objective data says about Froome’s guilt or innocence. For instance, what does the science say about potential variations in Salbutamol metabolism and excretion? Could such data support or refute Froome’s claims? And, of course, the 800-pound gorilla in the corner: was he using Salbutamol for an approved therapeutic purpose, or was he using it for performance enhancement? Let’s look at the facts.
Fact: Asthma is common among athletes. Therefore beta-2 agonists like Salbutamol (Ventolin) are among the most commonly used drugs in competitive sports. There are three key points regarding this medication that are pivotal to understanding and interpreting Froome’s test results:
1. Salbutamol is a “rescue inhaler” that relaxes bronchiole smooth muscle in the lungs, thereby relieving symptoms of shortness of breath and wheezing. Importantly, there is generally no significant response to beta-2 agonists when used in normal individuals without asthma.
2. Salbutamol can be administered in a variety of forms. Metered-dose inhalers (MDI), or “puffers” are most commonly used for the treatment of asthma. Beyond their effectiveness in treating asthma, MDIs are generally felt to have no significant effect on performance enhancement.
3. Conversely, when Salbutamol is taken as a tablet or injection, it can produce effects similar to the banned substance clenbuterol (specifically, improved lean muscle mass/weight ratio). In order to realize these effects, the drug must be used on a long-term basis. The same performance-enhancing benefits are not seen with intermittent use of an MDI for management of asthma.
Fact: What goes in, must come out. Pharmacokinetics is the study of how a person’s body handles a drug from the time it enters the body until the time it leaves. This concept is paramount to understanding the basis of Froome’s defense. There are five basic features to consider when evaluating the expected pharmacokinetics of any drug:
1. Route of administration (oral, intravenous, inhaled, etc.)
2. Metabolism of the drug (usually broken down by the liver or kidneys)
3. Excretion of the drug (usually eliminated from the body in urine or feces)
4. Steady state level (average amount of drug in the body following repeated doses)
5. Factors influencing steady state (food, other medication, dehydration, etc.)
Following inhalation of Salbutamol by MDI, the drug is rapidly absorbed through the lung tissue into the bloodstream, metabolized (broken down) by the liver, and excreted almost exclusively in the urine. With repeated doses, some Salbutamol is being ingested while some is being excreted, therefore a steady state level in the body can be reached. Accounting for inherent individual differences in physiology, we should be able to predict a range of acceptable excreted urine values for most people. Froome claims that his metabolism and excretion of Salbutamol are somehow unique, thereby leading to higher levels in his urine than typically expected. But is there objective and reproducible data to support this claim?
In order to recognize what is abnormal, we must first review the expected normal pharmacokinetics based on accepted UCI dosing guidelines. Each MDI actuation or “puff” of an inhaler delivers about 100 mcg of the drug. UCI guidelines stipulate that the therapeutic threshold (approved treatment dosage) of Salbutamol is 800 mcg (8 MDI puffs) every 12 hours, with the maximum daily dose being 1,600 mcg (16 MDI puffs/ 24 hours). A urine concentration threshold, based on normal pharmacokinetics, has been set at 1,000 ng/ml in an attempt to differentiate approved therapeutic use from abuse as a potential performance-enhancing agent. A urine concentration above this level is considered an AAF unless the athlete can prove, through a lab controlled pharmacokinetic study, that the increased urine concentration occurred following the use of an accepted dose.
What other factors could adversely affect Froome’s urine results if he was indeed compliant with the recommended dosing guidelines outlined above? Team Sky suggested potential interactions of the MDI with food or other medications. Any such interactions would be clinically negligible, except for any accompanying and parallel use of antidepressants called monoamine oxidase inhibitors (MAOIs) which could increase measured Salbutamol levels. This is a non-issue, however, since MAOIs are classified as stimulants and their use is prohibited in competition. But what about the claims that dehydration may have played a role?
In 2016, C.B. Haase, et al. published a WADA-supported study in the journal Drug Testing and Analysis evaluating the effects of exercise and dehydration on urine concentrations of Salbutamol, specifically as they relate to doping analysis. All of the athletes tested received the UCI allowed maximum daily limit of Salbutamol 1,600 mcg (as a single dose — as opposed to the recommended divided dose schedule described above). Salbutamol urine concentrations were measured under three conditions: exercise, exercise plus dehydration, and rest. The exercise program included 75 minutes of cycling at 60% VO2 max, followed by a 20km time trial (quite modest compared to the rigors of a grand tour stage). The participants’ fluid intake was strictly controlled to simulate varying levels of hydration in the lab.
Under the “exercise” part of the experiment, the athlete was allowed 2,300cc of fluid intake; under the “exercise plus dehydration” situation, they were allowed just 270cc; and under the “rest” scenario, 1,100cc. The urine samples were measured before and after being adjusted to a normal urine specific gravity (USG) of 1.020. Why is this important? USG is a direct reflection of hydration status and increases as the urine becomes more concentrated during exercise. With vigorous exercise, a significant amount of fluid is lost because of sweating. In an attempt to avoid dehydration, the kidneys compensate by retaining fluid, thus concentrating the urine. As the urine becomes more concentrated, the concentration of Salbutamol in a urine sample would be expected to increase (because the same amount of drug would be excreted by the kidneys in less fluid volume).
The results of this study indicated three major trends:
1. Many of the urine specimens exceeded the UCI limit of 1,000 ng/ml, even in resting athletes who were adequately hydrated, because the entire daily dose was taken all at once.
2. Exercise plus dehydration had prominent effects on urine Salbutamol concentrations, with levels reaching as high as 1,300 ng/ml when the samples were not corrected to a normal USG.
3. Even after correction of the samples to a normal USG, some still exceeded 1,000 ng/ml, but the risk of an AAF was reduced.
Based on the results of this study, it is clear that improper use of Salbutamol (either in dosing or frequency of administration) is likely to result in an AAF during a doping control. Importantly, the researchers also proved that exercise and dehydration can increase the likelihood of an AAF. Conversely, the authors note that athletes are not at risk of a false positive doping control if Salbutamol is used within the current anti-doping guidelines, paying attention to both the maximum allowed dose and the way it is administered.
After review of the pharmacology and objective clinical data described above, I think the most reasonable explanation for Chris Froome’s AAF is inhalation of a supra-therapeutic dose of Salbutamol — beyond the accepted UCI guidelines — occurring on the day of the abnormal doping control. Because of worsening symptoms, he was likely using his MDI routinely during the days preceding his AAF, and presumably would have established a modest steady-state level in his body. Although exact numbers from doping controls prior to stage 18 are not available, his urine concentrations must have at least been below 1,000 ng/ml, since no other AAFs were reported. Therefore, if he continued to use the MDI in a consistent manner and within acceptable dosing guidelines, he should have been fine. His level was twice the acceptable threshold, suggesting multiple additional doses were taken.
Although factors such as exertion and dehydration are proven to affect urine concentrations of Salbutamol, published data do not adequately explain the magnitude of Froome’s AAF (2,000 ng/ml). This would indicate that although Froome is entitled to additional testing, a controlled pharmacokinetic study would be very risky and likely would not result in a favorable outcome. I think it would be impossible to recreate the constellation of events leading to his AAF artificially in a lab.
Anti-doping expert Dr. Tom Bassindale, a forensic toxicologist at Great Britain’s Sheffield Hallam University, came to similar conclusions when interviewed by Reuters last December. He felt that further pharmacokinetic testing under lab-controlled conditions could be helpful, but was quick to point out the perils of such an undertaking: “Trying to recreate it exactly is going to be very difficult because [Froome would] have been dehydrated at the end of that day as well as cumulative effects such as two weeks of cycling and so on. But that’s the next step, to do that study.”
Was Froome using the drug for performance enhancement? He describes a long history of asthma and thus has a clear clinical indication for using Salbutamol. His elevated Salbutamol level was an isolated event, with multiple other doping controls within acceptable limits. This would speak against chronic Salbutamol use in an attempt to achieve performance-enhancing effects. Despite this, the sheer magnitude of his AAF was still impressive and the UCI seems compelled to address it in some fashion. I have always been suspicious that this drug could be innocently prescribed for asthma, while providing a smokescreen for more covert use. Could this case represent a well refined, marginal gains program derailed by unanticipated circumstances? Experience has taught us to at least ask the question.
Froome has requested fairness and consistent treatment analogous to other riders faced with similar issues. The UCI’s previous track record should be troubling to him. Alessandro Petacchi returned a much lower Salbutamol urine concentration of 1,320 ng/ml in the 2007 Giro d’ Italia. His levels were at least arguable based on the conclusions of Haase, et al. Unfortunately for him, however, the results of that study were published nearly 10 years after his case was decided. Like Froome, he argued that his AAF was related to increased MDI use because of worsening asthma during the race. He ultimately served a 12-month suspension and was stripped of five stage victories. Diego Ulissi returned an AAF in the 2014 Giro d’ Italia similar to Froome’s. His urine Salbutamol concentration was 1,920 ng/ml. Not surprisingly, he failed to reproduce a similar result in a lab controlled pharmacokinetic study and ultimately received a nine-month suspension. Definitely not encouraging news for Froome.
Regardless of motive or intention, Froome faces an hors categorie legal battle and his defense strategy will be very difficult based on scientific data and the outcomes of previous similar cases involving Salbutamol. I don’t believe he will be able to explain away his AAF based on food or drug-drug interactions, nor do I believe a controlled pharmacokinetic study will vindicate him. It seems unlikely that science will be able to save Chris Froome.